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<図書>
The law of securities regulation

責任表示 by Thomas Lee Hazen
シリーズ Hornbook series
データ種別 図書
6th ed
出版者 St. Paul, Minn. : Thomson/West
出版年 c2009
本文言語 英語
大きさ xxxiii, 862 p. ; 26 cm
概要 Revised to reflect the SEC's offering reform and recent Supreme Court developments, this Hornbook now is totally up to date. It is a comprehensive secondary source for any course in Securities Regula...ion. Coverage includes definition of security, registration and disclosure obligations under the Securities Act of 1933, exemptions from registration, reporting obligations under the Securities Exchange Act of 1934, the proxy rules, tender offer regulation, and civil liabilities. The book treats broker-dealer regulation, market regulation, and the administrative role of the SEC, as well as proxy rules, insider trading, the Investment Company Act and the Investment Advisers Act. The up-to-date discussion of market regulation includes discussion of the role of FINRA, the successor to the regulatory arms of the New York Stock Exchange and the National Association of Securities Dealers. 続きを見る

所蔵情報

: hbk 中央図 4C_1‐135 [法] 024212010502541 Pv 50/H/5-6 2009

書誌詳細

別書名 背表紙タイトル:Securities regulation
一般注記 Includes index
著者標目 *Hazen, Thomas Lee, 1947-
件 名 LCSH:Securities -- United States  全ての件名で検索
分 類 LCC:KF1439
書誌ID 1001415385
ISBN 9780314187970
NCID BB01103644
巻冊次 : hbk ; ISBN:9780314187970
登録日 2010.03.02
更新日 2010.03.02

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