Mendeley出力
＜図書＞
Securities regulation in a nutshell
| 責任表示 | by Thomas Lee Hazen |
|---|---|
| シリーズ | Nutshell series |
| データ種別 | 図書 |
| 版 | 10th ed |
| 出版情報 | St. Paul, Minn. : Thomson/West , c2009 |
| 本文言語 | 英語 |
| 大きさ | xlix, 361 p. ; 19 cm |
| 概要 | This title will help you acquire an understanding of the basic content and organization of federal and state securities law. An authoritative summary, it covers the essential background and current s...atus of each major area, while keeping details and citations to a minimum. It discusses the regulations governing public offerings, public companies, securities businesses, and investment companies. It also explores sanctions, civil liabilities, and extraterritorial application. This edition includes recent developments including the Securities and Exchange Commission's 1933 Act offering reform, the new Financial Industry Regulatory Authority, credit rating agencies, and changes to the New York Stock Exchange specialist system. 続きを見る |
| 目次 | Introduction Regulation of public offerings Regulation of publicly-held companies Antifraud provisions Regulation of the securities business Regulation of investment companies Sanctions for violations Civil liabilities Extraterritorial application State regulation. |
所蔵情報
| 状態 | 巻次 | 所蔵場所 | 請求記号 | 刷年 | 文庫名称 | 資料番号 | コメント | 予約・取寄 | 複写申込 | 自動書庫 |
|---|---|---|---|---|---|---|---|---|---|---|
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中央図 4C_1‐135 [法] | Pv 50/H/6-10 | 2009 |
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015212009019745 |
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書誌詳細
| 別書名 | 背表紙タイトル:Securities regulation |
|---|---|
| 一般注記 | Includes index |
| 著者標目 | Hazen, Thomas Lee, 1947- |
| 件 名 | LCSH:Securities -- United States 全ての件名で検索 |
| 分 類 | LCC:KF1440 |
| 書誌ID | 1001415735 |
| ISBN | 9780314187987 |
| NCID | BB01263662 |
| 巻冊次 | ISBN:9780314187987 |
| 登録日 | 2010.03.05 |
| 更新日 | 2010.03.05 |